Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
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100 results. Finviz
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X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2026-08-05
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$0.93-10,39276,255-12%-$9,633
DM
2026-08-04
SEICSei Investments CoMcCabe PhilipSee RemarksS - Sale+OE$105.12-30,00057,623-34%-$3,153,470
D
2026-08-04
MIAXMiami International Holdings, Inc.Eckert Kurt M.DirS - Sale+OE$45.80-1,063149,612-1%-$48,685
2026-08-04
MIAXMiami International Holdings, Inc.Teekell Judson GrayDirS - Sale$45.79-3,00072,251-4%-$137,370
D
2026-08-04
MIAXMiami International Holdings, Inc.Jayabalan HarishEVP, CISO, CROS - Sale+OE$45.90-20,00078,065-20%-$918,000
D
2026-08-04
MIAXMiami International Holdings, Inc.Comly Barbara J.EVP, GC, Corporate SecretaryS - Sale+OE$45.69-44,445882,984-5%-$2,030,692
D
2026-08-04
MIAXMiami International Holdings, Inc.Deitzel EdwardEVP, CRO, CCO MIAX ExchangesS - Sale+OE$45.78-11,000119,601-8%-$503,580
D
2026-08-04
MIAXMiami International Holdings, Inc.Schafer Douglas M. JrEVP, CIOS - Sale+OE$45.71-48,000387,414-11%-$2,194,080
D
2026-08-04
MIAXMiami International Holdings, Inc.Gallagher Thomas P.COB, CEOS - Sale+OE$45.69-48,3341,723,275-3%-$2,208,380
E
2026-08-04
GSGoldman Sachs Group IncLeslie Ericka TChief Administrative OfficerS - Sale$18.07-17511,600-1%-$3,162
2026-08-04
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$106.36-22,6401,801,071-1%-$2,408,036
M
2026-08-03
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$27.45-42,52813,111,4700%-$1,167,345
2026-08-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$90.42-10,000461,396-2%-$904,192
2026-08-03
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$0.93-1,82786,647-2%-$1,692
2026-08-04
LGHLLion Group Holding LtdHrt Financial LP10%P - Purchase$0.92+13,76486,647+19%+$12,663
M
2026-08-03
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$105.70-142,90094,661,0810%-$15,104,987
D
2026-08-03
SEICSei Investments CoMcCarthy KathrynDirS - Sale+OE$103.54-10,00077,883-11%-$1,035,350
2026-08-03
IBKRInteractive Brokers Group, Inc.Conkling Lori ADirP - Purchase$87.03+252,534+1%+$2,176
M
2026-07-30
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$25.05-4,84413,153,9980%-$121,329
2026-07-30
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$1.04-16,20574,710-18%-$16,853
2026-07-31
LGHLLion Group Holding LtdHrt Financial LP10%P - Purchase$0.94+34,35574,710+85%+$32,397
2026-07-29
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$1.21-3,02956,560-5%-$3,665
M
2026-07-28
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$105.74-143,45094,803,9810%-$15,168,688
2026-07-28
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$105.71-22,6501,823,711-1%-$2,394,399
D
2026-07-28
SCHWSchwab Charles CorpHoward DennisMD, Chief Tech, OPS, Data OffS - Sale+OE$105.01-28,00010,470-73%-$2,940,263
M
2026-07-28
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$25.09-4,48013,158,8420%-$112,420
D
2026-07-28
SEICSei Investments CoWarner Mark AndrewSee Remarks*S - Sale+OE$102.35-15,000921-94%-$1,535,193
D
2026-07-28
SEICSei Investments CoPeterson MichaelEVPS - Sale+OE$102.05-25,00020,510-55%-$2,551,250
D
2026-07-28
SEICSei Investments CoGuarino CarlDirS - Sale+OE$103.20-10,00018,308-35%-$1,031,950
DM
2026-07-27
SCHWSchwab Charles CorpBettinger Walter WCo-COBS - Sale+OE$104.14-285,896542,979-34%-$29,773,915
D
2026-07-27
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale+OE$104.01-32,94760,593-35%-$3,426,837
2026-07-28
MSMorgan StanleySchapiro Mary LDirS - Sale$212.06-1,00038,518-3%-$212,055
2026-07-28
RJFRaymond James Financial IncElwyn Tashtego SPres, PCGS - Sale$176.06-10,00052,866-16%-$1,760,552
2026-07-24
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$101.72-45,50095,007,4310%-$4,628,192
M
2026-07-24
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$25.28-17,95313,163,3220%-$453,870
D
2026-07-24
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$95.09-49,2233,703-93%-$4,680,523
2026-07-27
RJFRaymond James Financial IncRaney Steven MExec Chair RJBankS - Sale$172.97-5,77046,270-11%-$998,033
2026-07-27
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$1.59-93,9310-100%-$149,350
D
2026-07-24
SEICSei Investments CoSharma SanjaySee Remarks*S - Sale+OE$99.33-20,00042,483-32%-$1,986,588
2026-07-23
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$1.43-8,43582,962-9%-$12,062
2026-07-24
LGHLLion Group Holding LtdHrt Financial LP10%P - Purchase$0.95+27,70282,962+50%+$26,428
2026-07-23
SCHWSchwab Charles CorpMorgan Peter J. IIIGCS - Sale$102.03-6,952849-89%-$709,341
2026-07-23
SFStifel Financial CorpBrown Maryam S.DirS - Sale$79.20-4,7005,729-45%-$372,233
M
2026-07-22
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$26.90-28,43113,181,2750%-$764,858
D
2026-07-21
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale+OE$104.14-4,05360,593-6%-$422,069
M
2026-07-21
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$1.45-34,98963,695-35%-$50,708
M
2026-07-20
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$26.55-22,54613,209,7060%-$598,504
M
2025-11-04
FRHCFreedom Holding Corp.Cherdabayev BorisDirS - Sale$135.85-636798-44%-$86,397
2026-07-21
SCHWSchwab Charles CorpBeatty Jonathan SMD, Head of Advisor ServicesS - Sale$104.21-2,00044,197-4%-$208,411
2026-07-17
LGHLLion Group Holding LtdHrt Financial LP10%P - Purchase$1.77+3698,6840%+$64
2026-07-20
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$1.55-4,36698,684-4%-$6,767
M
2026-07-16
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$26.05-33,28913,232,2520%-$867,202
2026-07-16
BLKBlackrock, Inc.Fink LaurenceCOB, CEOS - Sale$1,080.57-1,905223,831-1%-$2,058,486
D
2026-07-16
BLKBlackrock, Inc.Meade Christopher J.GC, CLOS - Sale+OE$1,102.09-18,09514,059-56%-$19,942,340
2026-07-15
HOODRobinhood Markets, Inc.Verma ShivCFOS - Sale$114.71-3,98255,945-7%-$456,775
2026-07-16
MSMorgan StanleyYeshaya SharonCFOS - Sale$222.51-15,554136,810-10%-$3,460,921
2026-07-17
MSMorgan StanleyPizzi Michael A.Head Technology, OperationsS - Sale$215.55-24,165121,770-17%-$5,208,825
E
2026-07-15
GSGoldman Sachs Group IncLeslie Ericka TChief Administrative OfficerS - Sale$9.21-25011,775-2%-$2,303
M
2026-07-15
LGHLLion Group Holding LtdHrt Financial LP10%P - Purchase$1.87+98,790103,014>999%+$184,471
M
2026-07-14
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$28.49-19,77613,265,5410%-$563,502
D
2026-07-15
MIAXMiami International Holdings, Inc.Schwarzkopf CynthiaDirS - Sale+OE$42.00-5,00088,545-5%-$210,000
M
2026-07-10
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$30.31-21,10913,285,3170%-$639,912
D
2026-07-13
MIAXMiami International Holdings, Inc.Comly Barbara J.EVP, GC, Corporate SecretaryS - Sale+OE$41.98-28,000882,984-3%-$1,175,440
D
2026-07-13
MIAXMiami International Holdings, Inc.Gallagher Thomas P.COB, CEOS - Sale+OE$42.52-70,0001,723,275-4%-$2,976,400
2026-07-10
CCCTUColumbus Circle Capital Corp IIIColumbus Circle 3 Sponsor Corp LLC10%P - Purchase$10.00+265,000265,000New+$2,650,000
M
2026-07-08
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$30.80-17,94913,306,4260%-$552,770
2026-07-10
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$115.12-10011,686-1%-$11,512
D
2026-07-07
SCHWSchwab Charles CorpCraig Jonathan M.MD, Head of Retail InvestingS - Sale+OE$102.01-21,7500-100%-$2,218,722
2026-07-07
SCHWSchwab Charles CorpBeatty Jonathan SMD, Head of Advisor ServicesS - Sale$102.01-2,00046,197-4%-$204,018
M
2026-07-06
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$32.40-21,29413,324,3750%-$689,832
D
2026-07-06
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$116.17-375,0006,907-98%-$43,562,346
2026-07-06
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$116.14-10,000471,396-2%-$1,161,433
DM
2026-07-06
MIAXMiami International Holdings, Inc.Gallagher Thomas P.COB, CEOS - Sale+OE$42.16-70,0001,723,275-4%-$2,951,381
2026-07-02
HOODRobinhood Markets, Inc.Quirk Steven M.Chief Brokerage OfficerS - Sale$119.96-19,37762,612-24%-$2,324,465
2026-07-02
HOODRobinhood Markets, Inc.Treseder Oluwadara JohnsonDirS - Sale$117.50-3,75072,442-5%-$440,625
2026-07-02
HOODRobinhood Markets, Inc.Loop PaulaDirS - Sale$120.00-8,33663,674-12%-$1,000,320
D
2026-07-06
MIAXMiami International Holdings, Inc.Jayabalan HarishEVP, CISO, CROS - Sale+OE$42.12-20,00078,065-20%-$842,400
D
2026-07-06
MIAXMiami International Holdings, Inc.Deitzel EdwardEVP, CRO, CCO MIAX ExchangesS - Sale+OE$42.04-11,000119,601-8%-$462,440
D
2026-07-06
MIAXMiami International Holdings, Inc.Brown ShellyEVP, Chief Strategy OfficerS - Sale+OE$42.13-16,000353,990-4%-$674,080
2026-07-02
MIAXMiami International Holdings, Inc.Teekell Judson GrayDirS - Sale$40.00-3,00075,251-4%-$120,000
D
2026-07-02
MIAXMiami International Holdings, Inc.Eckert Kurt M.DirS - Sale+OE$39.35-5,250149,612-3%-$206,588
D
2026-07-02
MIAXMiami International Holdings, Inc.Comly Barbara J.EVP, GC, Corporate SecretaryS - Sale+OE$41.22-28,000882,984-3%-$1,154,160
D
2026-07-02
MIAXMiami International Holdings, Inc.Schafer Douglas M. JrEVP, CIOS - Sale+OE$41.22-48,000387,414-11%-$1,978,560
M
2026-07-02
SCHWSchwab Charles CorpBeatty Jonathan SMD, Head of Advisor ServicesS - Sale$98.52-4,00048,197-8%-$394,074
ADM
2025-08-27
HOODRobinhood Markets, Inc.Malka MeyerDirS - Sale+OE$103.88-1,173,8087,321,012-14%-$121,937,352
M
2026-06-29
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$33.58-30,46713,345,6690%-$1,022,998
2026-07-01
IBKRInteractive Brokers Group, Inc.Conkling Lori ADirP - Purchase$88.03+252,509+1%+$2,201
2026-06-25
RVIRobinhood Ventures Fund IRobinhood Markets, Inc.10%S - Sale$30.92-700,00013,376,136-5%-$21,644,000
M
2026-06-26
SEICSei Investments CoWest Alfred P JrChairman EmeritusS - Sale$87.26-57,3326,818,451-1%-$5,002,998
2026-06-25
TIGRUp Fintech Holding LtdLiu JianDirS - Sale$4.60-9,33362,665-13%-$42,932
2026-06-22
FRHCFreedom Holding Corp.Tukanov RenatCTOS - Sale$140.82-1,80010,200-15%-$253,476
2026-06-22
FRHCFreedom Holding Corp.Gamble AndrewDirS - Sale$141.04-357677-35%-$50,351
2026-06-15
APURAperture AcGoldman Sachs Group Inc10%S - Sale$9.90-481,057,5970%-$475
2026-06-15
MIAXMiami International Holdings, Inc.Brown ShellyEVP, Chief Strategy OfficerS - Sale$44.23-4,714316,714-1%-$208,500
D
2026-06-15
GLXYGalaxy Digital Inc.Rico Robert DanielChief Accounting OfficerS - Sale+OE$34.22-19,00044,934-30%-$650,256
2026-06-15
HOODRobinhood Markets, Inc.Verma ShivCFOS - Sale$98.84-3,98459,927-6%-$393,779
D
2026-06-11
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$89.63-57,8983,579-94%-$5,189,556
D
2026-06-11
MIAXMiami International Holdings, Inc.Schwarzkopf CynthiaDirS - Sale+OE$41.73-19,50081,308-19%-$813,735
2026-06-10
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$116.03-10011,786-1%-$11,603
2026-06-09
SEICSei Investments CoDoran WilliamDirS - Sale$90.50-5,000618,802-1%-$452,500

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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